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Unfunded Mandates Reform Act of 1995

Became Public Law No: 104-4.

Official summary

Version 36 · Passed House amended · Feb 1, 1995

TABLE OF CONTENTS: Title I: Review of Unfunded Federal Mandates Title II: Regulatory Accountability and Reform Title III: Legislative Accountability and Reform Unfunded Mandate Reform Act of 1995 - Prohibits the application of this Act to any provision in a Federal statute or a proposed or final Federal regulation that: (1) enforces constitutional rights of individuals; (2) establishes or enforces any statutory rights that prohibit discrimination on the basis of race, religion, gender, national origin, or handicapped or disability status; (3) requires compliance with accounting and auditing procedures with respect to grants or other money or property provided by the Federal Government; (4) provides for emergency assistance or relief at the request of any State, local, or tribal government; (5) is designated as emergency legislation or is necessary for national security or international treaty purposes; or (6) pertains to social security. Title I: Review of Unfunded Federal Mandates - Directs the Advisory Commission on Intergovernmental Relations to investigate and review the role of: (1) unfunded Federal mandates in intergovernmental relations and their impact on State, local, tribal, and Federal Government objectives and responsibilities, on the competitive balance between States, local and tribal governments, on the private sector, and on working men and women; (2) unfunded State mandates imposed on local governments, the private sector, and individuals; and (3) unfunded local mandates imposed on the private sector and individuals. (Sec. 101) Requires the Commission to make recommendations to the President and the Congress with regard to: (1) allowing flexibility where the terms of compliance are unnecessarily rigid or complex; (2) consolidating or simplifying unfunded Federal mandates in order to facilitate compliance; (3) terminating unfunded mandates which are duplicative, obsolete, or lacking in practical utility; (4) temporarily suspending those unfunded mandates which are not vital to public health and safety and which compound the fiscal difficulties of State, local, and tribal governments; and (5) establishing procedures to ensure that any relief from unfunded Federal mandates does not increase private sector burdens, and is applied to any private sector entities competing with State, local, and tribal governments in providing substantially similar goods or services to the public in the same manner and to the same extent as it is to such governments. Title II: Regulatory Accountability and Reform - Requires each Federal agency to: (1) assess the effects of Federal regulations on State, local, and tribal governments and the private sector (other than to the extent that such regulations incorporate requirements specifically set forth in legislation), including specifically the availability of resources to carry out any Federal mandates in those regulations; and (2) seek to minimize those burdens that uniquely or significantly affect such governmental entities or the private sector, consistent with achieving statutory and regulatory objectives. (Sec. 201) Directs each agency to permit elected officials and other representatives of State, local, and tribal governments to provide meaningful and timely input in the development of regulatory proposals containing significant Federal intergovernmental mandates. Requires each agency, before establishing regulatory requirements, to develop plans for: (1) notifying small governments of such requirements; and (2) enabling their officials to provide appropriate input into the regulatory process. Prohibits an agency from issuing a rule that contains a Federal mandate if the rulemaking record indicates two or more methods that could be used to accomplish the objective of the rule, unless: (1) the Federal mandate is the least costly method, or has the least burdensome effect, for State, local or tribal governments, and the private sector; or (2) the agency explains why the more costly or burdensome method of the Federal mandate was adopted. (Sec. 202) Requires Federal agencies to prepare written statements before promulgating any final rule, or issuing a notice of proposed rulemaking likely to result in promulgation of a rule, containing a Federal mandate that may result in State, local, or tribal government and private sector expenditures, in the aggregate, of $100 million or more in any one year. Requires such statement to: (1) identify the provision of Federal law under which the rule is being promulgated; and (2) contain specified estimates and analyses. (Sec. 204) Directs the Director of the Office of Management and Budget (OMB) to establish pilot programs in at least two agencies to test innovative approaches for reducing reporting and compliance burdens on small governments. (Sec. 205) Requires annual Commission reports to the President and the Congress on Federal court rulings in the preceding calendar year which impose an enforceable duty on one or more State, local, or tribal governments. (Sec. 206) Allows judicial review of agency actions only if such actions are subject to review under other Federal law. Limits preliminary injunctive relief. (Sec. 207) Requires the OMB Director to submit annual reports to the Congress on agency compliance with this title. Title III: Legislative Accountability and Reform - Amends the Congressional Budget Act of 1974 with respect to unfunded Federal mandates, with applicability limited in the same manner as indicated before title I. (Sec. 301) Includes tribal governments and the private sector within the purview of mandate analysis by CBO and congressional committees. Requires authorization committees to provide the CBO Director with the text of any legislation ordered to be reported, identifying any Federal mandate in it. Requires the report accompanying any reported legislation with a Federal mandate to contain certain information, including statements on whether the legislation is intended to preempt any State, local, or tribal law (and the reasons for such intention), as well as individual mandate descriptions, cost-benefit analyses, and statements regarding Federal financial assistance to State, local, and tribal governments for meeting mandate costs. Requires the CBO Director, for each piece of reported legislation, to prepare and submit to the authorizing committee certain statements estimating the direct costs of mandate compliance and the amount of authorization or budget or entitlement authority for new or increased Federal financial assistance provided to State, local, or tribal governments to meet such costs, if the estimates indicate at least a $50 million per fiscal year direct cost of all intergovernmental mandates in the legislation , or a $50 million per fiscal year direct cost of private sector mandates. Requires the CBO Director to inform the committee of any Federal intergovernmental estimate of which it is not feasible to make a reasonable estimate. Subjects any legislation without estimates to a point of order. Requires supplemental statements to be prepared by the CBO Director for legislation reported or passed in an amended form. Provides that, at the request of any congressional committee, the CBO Director shall: (1) consult with and assist it in analyzing any proposed legislation that may have a significant budgetary impact on State, local, or tribal governments or significant financial or employment impact on the private sector; and (2) study any legislative proposal containing a Federal mandate. Requires the CBO Director to conduct continuing studies to enhance comparisons of budget outlays, credit authority, and tax expenditures. Requires any congressional committee that anticipates considering any legislative proposal establishing, amending, or reauthorizing any Federal program likely to have a significant budgetary impact on any State, local, or tribal government or financial impact on the private sector to provide its views and estimates on that proposal to the applicable budget committee. Authorizes appropriations for FY 1996 through 2002 to CBO to carry out this title. Makes it out of order for the House or Senate to consider: (1) any reported nonappropriations legislation unless it has a CBO Director report (not including supplemental statements); or (2) any reported nonappropriations legislation containing a Federal intergovernmental mandate with direct costs exceeding the thresholds specified by this Act, unless it provides for new or increased budget, entitlement, or direct spending authority or makes other specified arrangements for each fiscal year to ensure that all direct costs of such mandates are provided for in order for them to be effective, or that State, local, and tribal programmatic and financial responsibilities are reduced so they do not exceed the amount of Federal funding. Makes it out of order in the House to consider a rule or order that waives the application of such provisions. Declares that any bill, joint resolution, amendment, or conference report reauthorizing appropriations shall not be out of order if its enactment: (1) would not result in a net increase in the aggregate amount of direct costs of Federal intergovernmental mandates; and (2) would not result in a net reduction or elimination of authorizations of appropriations for Federal financial assistance to State, local, or tribal governments for use in complying with any Federal intergovernmental mandate (or, in the case of any such net reduction or elimination, would reduce the duties imposed by the Federal intergovernmental mandate by a corresponding amount). Requires the direct costs of a Federal mandate for a fiscal year to be determined based on estimates by the appropriate congressional budget committee. Provides for the disposition of points of order. (Sec. 302) Amends House rules with regard to the Committee of the Whole and Committee on Rules: (1) to make it always in order in the former, unless specifically waived according to the rule governing consideration of that measure, to strike from the portion of any bill open to amendment any Federal mandate whose direct costs exceed the prescribed threshold; and (2) to require the latter to include in its reports on waived points of order a separate item identifying all waivers of points or order relating to Federal mandates. (Sec. 305) Repeals the State and Local Government Cost Estimate Act of 1981.

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Who introduced it

Sen. Kempthorne, Dirk [R-ID] · R–ID

Committees

  • Judiciary Committee
  • Budget Committee
  • Homeland Security and Governmental Affairs Committee
60 cosponsorship records, including any withdrawals

Actions

A procedural vote is different from passage. Passage in one chamber does not establish enactment. Explore the glossary.

  1. Became Public Law No: 104-4.

  2. Became Public Law No: 104-4.

  3. Signed by President.

  4. Signed by President.

  5. Presented to President.

  6. Presented to President.

  7. Motion to reconsider laid on the table Agreed to without objection.

  8. Mr. Clinger moved that the House recede from its amendment to the title. Agreed to without objection.

  9. On agreeing to the conference report Agreed to by the Yeas and Nays: 394 - 28 (Roll no. 252). (consideration: CR H3313)

    House roll call 252 · Individual votes
  10. Motions to reconsider laid on the table Agreed to without objection.

  11. Conference report agreed to in House: On agreeing to the conference report Agreed to by the Yeas and Nays: 394 - 28 (Roll no. 252).(consideration: CR H3313)

    House roll call 252 · Individual votes
  12. The previous question was ordered without objection.

  13. DEBATE - The House resumed debate.

  14. DEBATE - The House proceeded with 1 hour of debate.

  15. Mr. Clinger brought up conference report H. Rept. 104-76 for consideration as a privileged matter.

  16. Mr. Dreier asked unanimous consent that all points of order against the conference report on the bill S. 1 for failure to comply with the provisions of clause 3 of rule XXVIII be waived. Agreed to without objection.

  17. Message on Senate action sent to the House.

  18. Senate agreed to conference report by Yea-Nay Vote. 91-9. Record Vote No: 104. (consideration: CR S3922)

    Senate roll call 104 · Individual votes
  19. Conference report agreed to in Senate: Senate agreed to conference report by Yea-Nay Vote. 91-9. Record Vote No: 104.(consideration: CR S3922)

    Senate roll call 104 · Individual votes
  20. Conference report considered in Senate. By Unanimous Consent. (consideration: CR S3875-3890)

  21. Conference report H. Rept. 104-76 filed. (text of conference report: CR H3053-3065)

  22. Conference report filed: Conference report H. Rept. 104-76 filed.(text of conference report: CR H3053-3065)

  23. Conference papers: Senate report and managers' statement held at the desk in Senate.

  24. Conferees agreed to file conference report.

  25. Conference committee actions: Conferees agreed to file conference report.

  26. Conference held.

  27. Conference committee actions: Conference held.

  28. Message on Senate action sent to the House.

  29. Senate agreed to request for conference. Appointed conferees. Roth; Domenici; Kempthorne; Glenn; Exon. (consideration: CR S2145)

  30. Senate disagreed to the amendments of the House by Voice Vote.

  31. Resolving differences -- Senate actions: Senate disagreed to the amendments of the House by Voice Vote.

  32. Message on House action received in Senate and at the desk: House amendments to Senate bill and House requests a conference.

  33. Motion to reconsider laid on the table Agreed to without objection.

  34. The Speaker appointed conferees: Clinger, Dreier, Portman, Davis, Condit, Collins (IL), Towns, and Moakley.

  35. On motion that the House insist upon its amendments, and request a conference Agreed to without objection. (consideration: CR H1012)

  36. Mr. Clinger asked unanimous consent that the House insist upon its amendments, and request a conference.

  37. The title of the measure was amended. Agreed to without objection.

  38. Motion to reconsider laid on the table Agreed to without objection.

  39. On passage Passed without objection.

  40. Passed/agreed to in House: On passage Passed without objection.

  41. Considered by unanimous consent.

  42. The House struck all after the enacting clause and inserted in lieu thereof the provisions of a similar measure H.R. 5. Agreed to without objection.

  43. Considered by unanimous consent. (consideration: CR H1007-1012)

  44. Mr. Clinger asked unanimous consent to take from the Speaker's table and consider.

  45. Held at the desk.

  46. Received in the House.

  47. Message on Senate action sent to the House.

  48. Passed Senate with an amendment by Yea-Nay Vote. 86-10. Record Vote No: 61.

    Senate roll call 61 · Individual votes
  49. Passed/agreed to in Senate: Passed Senate with an amendment by Yea-Nay Vote. 86-10. Record Vote No: 61.

    Senate roll call 61 · Individual votes
  50. Considered by Senate. (consideration: CR S1639-1678)

  51. Considered by Senate. (consideration: CR S1557-1638)

  52. Fourth cloture motion on the bill presented in Senate. (consideration: CR S1537)

  53. Considered by Senate. (consideration: CR S1485-1537)

  54. Considered by Senate. (consideration: CR S1396-1412, S1417-1427)

  55. Considered by Senate. (consideration: CR S1302-1365)

  56. The second and third cloture votes were vitiated by Unanimous Consent.

  57. Motion to table the Committee amendment on page 34, line 10 agreed to in Senate by Yea-Nay Vote. 55-42. Record Vote No: 36.

    Senate roll call 36 · Individual votes
  58. Motion to table the Committee amendment on page 33, line 11 agreed to in Senate by Yea-Nay Vote. 55-42. Record Vote No: 35.

    Senate roll call 35 · Individual votes
  59. Motion to table the Committee amendment on page 27, line 9 agreed to in Senate by Yea-Nay Vote. 55-42. Record Vote No: 34.

    Senate roll call 34 · Individual votes
  60. Motion to table the Committee amendment on page 25, line 11 agreed to in Senate by Yea-Nay Vote. 55-42. Record Vote No: 33.

    Senate roll call 33 · Individual votes
  61. Third cloture motion on the bill presented in Senate. (consideration: CR S1201)

  62. Cloture not invoked in Senate by Yea-Nay Vote. 54-44. Record Vote No: 27. (consideration: CR S1146)

    Senate roll call 27 · Individual votes
  63. Considered by Senate. (consideration: CR S1140-1189, S1194-1205)

  64. Second cloture motion on the bill presented in Senate. (consideration: CR S1064-1065)

  65. Considered by Senate. (consideration: CR S1024-1069)

  66. Cloture motion presented in Senate. (consideration: CR S999)

  67. Motion to table the Committee amendment beginning on page 25, line 11 rejected in Senate by Yea-Nay Vote. 27-66. Record Vote No: 22.

    Senate roll call 22 · Individual votes
  68. Motion to table the Committee amendment beginning on page 15, line 23 agreed to in Senate by Yea-Nay Vote. 52-42. Record Vote No: 21.

    Senate roll call 21 · Individual votes
  69. Motion to table the Committee amendment on page 15, line 6 agreed to in Senate by Yea-Nay Vote. 55-39. Record Vote No: 20.

    Senate roll call 20 · Individual votes
  70. Considered by Senate. (consideration: CR S961-985, S987-1000)

  71. Considered by Senate. (consideration: CR S919-922, S928-941)

  72. Motion to table the Committee amendment on page 12, lines 6 through 9, was agreed to in Senate by Yea-Nay Vote. 54-35. Record Vote No: 17.

    Senate roll call 17 · Individual votes
  73. Motion to table the Committee amendment on page 10, line 15, through page 11, line 3, was agreed to by Yea-Nay Vote. 53-38. Record Vote No: 16.

    Senate roll call 16 · Individual votes
  74. By Senator Domenici from Committee on Budget filed written report. Report No. 104-2. Additional and minority views filed.

  75. By Senator Domenici from Committee on Budget filed written report. Report No. 104-2. Additional and minority views filed.

  76. Measure laid before Senate by unanimous consent. (consideration: CR S828-893)

  77. By Senator Roth from Committee on Governmental Affairs filed written report. Report No. 104-1. Additional and minority views filed.

  78. By Senator Roth from Committee on Governmental Affairs filed written report. Report No. 104-1. Additional and minority views filed.

  79. Placed on Senate Legislative Calendar under General Orders. Calendar No. 12.

  80. Committee on Budget. Reported to Senate by Senator Domenici with amendments. Without written report.

  81. Committee on Budget. Reported to Senate by Senator Domenici with amendments. Without written report.

  82. Committee on Governmental Affairs. Reported to Senate by Senator Roth with amendments. Without written report.

  83. Committee on Governmental Affairs. Reported to Senate by Senator Roth with amendments. Without written report.

  84. Committee on Governmental Affairs. Ordered to be reported with amendments favorably.

  85. Committee on Budget. Ordered to be reported with amendments favorably.

  86. Committees on the Budget. Joint hearings held. Committee on Governmental Affairs. Hearings printed: S.Hrg. 104-392.

  87. Read twice and referred jointly to the Committees on Budget; Governmental Affairs pursuant to the order of August 4, 1977, with instructions that if one Committee reports, the other Committee have thirty days to report or be discharged.

  88. Sponsor introductory remarks on measure. (CR S53-54, S59-60)

  89. Introduced in Senate

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